FINRA Series 99 — Operations Professional
1h 30m · 50 MCQ · Customer onboarding, settlement, asset movement, AML, T&Cs. For back-office operations.
Advanced
United States
Finance & Professional
50 questions
90 min
50 distinct variants
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Series 99 exam at a glance
Series 99 section breakdown
Sample question
What does this ACL accomplish?
Start the full test → to attempt 50 questions across 1 section.
Frequently asked questions
- What is the Series 99 exam pattern?
- FINRA Series 99 — Operations Professional contains 50 questions across 1 section: Series 99 (50 Q). Total duration is 90 minutes.
- Does Series 99 have negative marking?
- No — Series 99 has no negative marking. Each correct answer is worth 1 mark.
- How is Series 99 scored?
- Scaled score range: 0 to 100. Series 99 (pass scaled).
- How can I practise Series 99 for free?
- Wrexa Edge offers free full-length Series 99 mock tests with instant scoring, detailed explanations, and 50 distinct variants. Sign up for free at Wrexa Edge and start practising in under a minute.
- What is the difficulty level of Series 99?
- Series 99 is rated Advanced difficulty on Wrexa Edge. 1h 30m · 50 MCQ · Customer onboarding, settlement, asset movement, AML, T&Cs. For back-office operations.
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